Agent RCA – Automated Regulatory Compliance Agent

Agent RCA is not a manual compliance tool or a document-heavy tracking system.

It is an AI compliance agent developed by FluxForce.ai and delivered as a Software as a Service (SaaS) solution on Microsoft Azure.

The agent, named Regina Codewell, is designed to act like a digital compliance director. She continuously monitors systems, data, and processes to ensure regulatory requirements are being met. Regina thinks like a regulator, checking controls, evidence, and reporting gaps before audits happen.

Instead of teams manually preparing for audits or reacting to compliance issues late, Agent RCA keeps compliance running in the background, every day.

What Agent RCA Solves

Compliance teams often struggle with:

• Manual and time-consuming compliance work
• Preparing repeatedly for audits
• Keeping up with changing regulations
• High compliance and reporting costs
• Risk of audit findings or penalties

Agent RCA solves these problems by automating compliance checks and reporting across frameworks instead of relying on spreadsheets and manual reviews.

How Regina Codewell Helps Day to Day

Regina Codewell works continuously to:

• Monitor compliance across systems and processes
• Track requirements across multiple regulatory frameworks
• Collect and organize audit evidence automatically
• Flag compliance gaps early
• Generate reports for audits and regulators

This reduces stress for compliance teams and avoids last-minute audit rushes.

Target Industries

Agent RCA is designed for regulated environments, including:

• Banks and financial institutions
• Fintech companies
• Insurance providers
• NBFCs and lending platforms
• Trade finance and regulated supply chains

Key Benefits

• Always-on compliance monitoring
• Faster and smoother audits
• Lower compliance and reporting costs
• Reduced risk of penalties
• Better visibility into compliance status

KPIs and Expected Outcomes

Organizations typically measure:

• Up to 75% reduction in compliance costs
• 100% audit readiness
• Zero regulatory fines
• Reduced manual compliance effort

Technology and Architecture

• AI Agent Platform: FluxForce.ai
• Cloud Infrastructure: Microsoft Azure
• Core capabilities include:
• Compliance automation
• Regulatory mapping across frameworks
• Continuous monitoring
• Automated reporting

Deployment Model

Agent RCA is delivered as a Software as a Service (SaaS) offering.
It integrates with existing systems and does not require major infrastructure changes.

Service Type

Implementation

Service Description

This service supports onboarding and configuration of Agent RCA to align compliance monitoring with organizational requirements.

Typical activities include:

• Environment setup
• Mapping regulatory frameworks (GDPR, DORA, PCI DSS, and others)
• Compliance rule configuration
• Validation and go-live support

Business Impact

Organizations commonly experience:

• Lower compliance costs
• Faster audit cycles
• Fewer compliance gaps
• Stronger regulatory confidence

Want to see how automated compliance works in real environments?

Contact us for a quick demo and see how Regina Codewell helps keep your organization audit-ready without the manual effort.